WebJul 13, 2009 · Selling of Investment Products. In the current low interest rate environment, depositors are likely to have an increased interest in looking for enhanced return from investment products. This circular reminds authorized institutions (AIs) that they should exercise due care in marketing and selling investment products to customers. WebCollective Investment Institutions 1. Description of collective investment institutions 570. The term collective investment institution (CII) generally refers to incorporated investment companies and investment trusts, as well as unincorporated undertakings (such as mutual funds or unit trusts), that invest in financial assets (mainly marketable
Offers of Investments under the Securities and …
WebMulti-asset funds invest in a range of equities, bonds, commodities (including gold), money markets and real estate. These can be an efficient means of reducing risk by investing across a wide range of assets, so that you don’t have all your eggs in one basket. Specialist funds target countries or sectors that require expert knowledge by ... Webe. any scheme which- i. is a collective investment scheme authorized under section 104 of the SFO; or ii. is similarly constituted under the law of any place outside Hong Kong and, if it is regulated under the law of such place, is permitted to be operated under the law of such place, or any person by whom any such scheme is operated; f. south torch lake
Collective Investment Fund (CIF): History, Pros
Web5. (i) A collective investment scheme authorised under Section 104 of the SFO; or (ii) A scheme which is similarly constituted under the law of any place outside Hong Kong and, if it is regulated under the law of that place, is permitted to be operated under that law, or a person who operates such scheme; 6. WebJan 15, 2024 · Oversight January 2024 - Advertising guidelines amended. This considers changes introduced by the SFC’s new FAQ34A to FAQs on Advertising Materials of Collective Investment Schemes Authorised under Product Codes. Under the Securities and Futures Ordinance (SFO), it is an offence to issue any advertisement with regard to … WebA local Key Fact Statement (KFS) must be issued based on the investment strategy, fund structure, details, etc. The offering documents (prospectus, HK wrapper, KFS etc.) must … south topsail public parking